At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.
Step into the front line of regulatory intelligence as a Regulatory Triage Officer! In this pivotal role, you'll be the first to assess incoming reports, identify potential regulatory risks, and guide the path forward with your expert classification and case-handling insights. You'll also have the opportunity to take on diverse responsibilities, including acting as an interim Team Leader or Analyst, depending on business needs.
- Location - Sydney, Melbourne, Brisbane or Perth
- Salary starting from $123,444 (depending on experience) plus 15.4% superannuation
- Permanent, full-time role
- Applications close at 11:59pm AEST Friday, 13 June 2025
The team
Join ASIC's Regulatory Insights & Assessment (RI&A) team - a key part of the Intelligence division driving an intelligence-led, data-informed regulatory approach. RI&A assesses and escalates reports of misconduct and statutory breaches, reviews funding applications under the Assetless Administration Fund, and helps combat investment scams. The team also issues compliance alerts and contributes to protecting Australian investors through proactive intelligence work.
The role
As a Regulatory Triage Officer, you will:
- ; Triage complex misconduct and statutory reports, identifying risks and determining regulatory responses aligned with ASIC policies.
- ; Classify and progress reports efficiently and accurately.
- ; Guide team members on case management and workload allocation.
- ; Coach and support the team to ensure timely, appropriate regulatory actions.
- ; Conduct legal research and provide informed recommendations on corporate and financial services law.
- ; Identify and escalate issues to manage regulatory risk effectively.
- ; Maintain accurate records across internal databases.
- ; Help develop policies and practices that drive team and business goals.
- ; Prepare briefings, submissions, and correspondence for stakeholders.
- ; Demonstrate strong leadership by mentoring and recruiting staff.
About you
In this role, you will take on additional responsibilities as needed, working professionally, positively, and collaboratively as part of ASIC while embodying our core values of Accountability, Professionalism, and Teamwork. You will also maintain a strong commitment to health and safety, taking reasonable care for your own well-being and that of others in the workplace.
In addition, you will have:
- Bachelor's degree in law, finance, accounting, or related field.
- Knowledge of Australian markets, ASIC's regulatory role, and commercial drivers.
- Proven experience analysing complex client and stakeholder issues with strategic insight.
- Background in case and relationship management within financial, legal, regulatory, or corporate sectors.
- Strong ability to interpret and apply legislation to complex cases.
- Understanding of administrative and public sector law, or ability to learn quickly.
- Excellent business writing and verbal communication skills for presenting complex information.
View the position description for more information or click `apply' to start your application. Applications close at 11:59pm AEST Friday, 13 June 2025.
About ASIC
ASIC's remit is one of the broadest of regulators across the world. ASIC regulates corporations, markets, financial services and consumer credit and monitors and promotes market integrity and consumer protection in the Australian financial system. Through our enforcement work, we hold to account those who contravene the law, working to achieve strong outcomes that address the greatest consumer and investor harms.
ASIC is committed to a providing a diverse and inclusive workplace where the very best talent in Australia chooses to work. Indigenous Australians are encouraged to apply as well as applicants from all backgrounds and with different abilities.
We offer a range of employee benefits including:
- Attractive superannuation
- Additional leave entitlements
- 50/50 hybrid work-from home model
- Flexible work arrangements
- Assistance for study and professional development
Click here to view ASIC's salary and benefits guide.
To read more about ASIC, you can visit our website or review our Corporate Plan.
To work with us, you need to be an Australian citizen and be prepared to complete an ASIC Suitability and Baseline Assessment.
